IRMI Update—Issue #85

An E-mail Newsletter for Risk and Insurance Professionals
ISSN: 1530-7948
March 23, 2004

In This Issue

Message from the Editor

Colleague,

I have a theory about the employment practices liability exposure: most claims arise because the wrong person was hired in the first place. Sure, the most common sources of claims are probably allegations that an employee was discriminated against in some manner or that an employee was wrongly terminated. In other words, most claims arise after an existing relationship goes sour or is terminated.

However, I believe that the relationship is less likely to sour or be abruptly terminated by the employer if the employer does a thorough job on the front-end with a superb hiring process. This should be a standardized process used uniformly throughout the company and should generally include some combination of the following elements:

  • Proper identification, documentation, and communication of job requirements
  • Preemployment personality testing to help determine whether the candidate has the attributes to succeed on the job (and in the workplace)
  • Preemployment background checks of credentials and criminal records
  • Preemployment drug screening
  • Manager training on how to conduct a thorough and legal interview
  • Reference checks

Some of these steps may be controversial, but I think they are all worthwhile. One that always surprises me is reluctance to use preemployment personality testing for fear that its use will lead to a lawsuit. We've used testing very successfully at IRMI for 25 years. If the instrument is carefully chosen and used as only one additional tool in the selection process (and not as a "hire/don't hire" decision-making switch), incurring a lawsuit from using it is highly unlikely. There is much less risk involved in using these tools than arises when you hire the wrong person because you don't use testing. We know of no successful suits against users of legitimate preemployment profiling instruments.

What do you think of my theory? If we could eliminate bad hiring decisions, would we eliminate or substantially reduce the incidence and severity of claims? What do you think are the key elements of a good hiring process? Where do companies most often go awry in their hiring? Have you had success using personality testing in the hiring process? [See reader comments].

Our first "Proactively Managing Risks and Claims in Design and Construction" is being held in Las Vegas today, but you still have time to register for the Chicago or Washington seminar. I hope we see you at one of them. Go to our seminar web page for details about them.

Have a great day.

Jack

Jack P. Gibson
President
IRMI

Risk Tip

Use a Written Scope of Engagement—The agent/broker is paid a fairly substantial amount of money in the form of commissions or fees to service a business entity's insurance account. This often involves much behind-the-scenes work of which the insured may not even be aware. However, one of the most frequent causes of dissatisfaction is the feeling that the agent/broker is not providing the services that a firm needs. One way for both the agent and the client to reduce the chance of this occurring is to use an account service agreement. Having a written agreement gives both sides a standard by which to measure the service performance of the agent/broker and helps to justify the compensation provided for that service.

The written scope of engagement and the agent's/broker's commissions or fees should be discussed, renegotiated, and revised annually. Compensation plans vary, but they generally involve fees, commissions, or a combination of the two. These arrangements include commissions that are sometimes negotiated, flat fees, and time and expense billings. Using a written scope of engagement will help insureds get their money's worth and agents/brokers to demonstrate their worth.

Derived from recommendation #58 from 101 Ways To Cut Business Insurance Costs.

Suggest a Risk Tip. Future issues of IRMI Update will include more risk tips from our readers. Send us a practical tip (less than 300 words) for identifying and managing risks, buying insurance, managing claims, or filling gaps in insurance coverages. We'll give you credit for your contribution.

New Expert Commentary

There are now 519 articles on IRMI.com, and many more are in production. Below you'll find summaries of some recent additions with links to the articles.

Seminars

Proactively Manage Risks and Claims in Design and Construction—Two nationally recognized experts describe and explain today's design and construction risks, how they are allocated in standard contracts, and what actions owners, contractors, and design professionals can take to manage them. The professional liability insurance options, ways to eliminate coverage deficiencies, and what to do when construction claims do arise will also be discussed. This 1.5 day seminar has been filed for 12 hours of insurance CE credit in 47 states. Architects, engineers, attorneys, CPAs, and CPCUs may also receive credit. To be held in Chicago March 31–April 1; and in Washington D.C. April 13–14, you won't want to miss it. To learn more, see the Seminars section.

Training & CE

New IRMI Personal Lines CE Courses Available—Now approved in 37 states, with more approvals coming in every day, are four new IRMI continuing education (CE) courses:

  • IRMI Personal Inland Marine
  • IRMI Homeowners Insurance
  • IRMI Personal Umbrella Insurance
  • IRMI Personal Auto Insurance

Gain 4-12 CE credits (depending on the state) by taking these new self-study courses. In most states, you can read or print the study materials directly from our Web site and even take the test online. You can also order printed materials and a test. And you can't beat the price—all the credit you need in most states for under $50. Check it out today! For more information or to order one of these or other CE self-study courses, see the Training and Education section of IRMI.com.

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