IRMI Update—Issue #20

An E-mail Newsletter for Risk and Insurance Professionals
ISSN: 1530-7948
July 10, 2001

In This Issue

Message from the Editor

Colleague,

Last issue's editorial on agents/brokers as consultants drew an avalanche of responses. It is definitely a topic on which opinions abound. We provide a few highlights below, and a lengthier assembly of views in IRMI.com.

Our IRMI Update subscriber family is fast approaching 10,000 risk and insurance professionals. Won't you help us put it over the top? Please recommend it to several colleagues. They can easily sign up for the free subscription by visiting www.IRMI-Update.com.

And, lastly, please e-mail me a risk tip to share in a future issue. It should be a paragraph or two suggesting a risk management or insurance technique or tactic that readers can put to use. Of course, you'll get by-line credit as author.

With this issue, IRMI Update becomes one year of age. Many thanks for subscribing and participating in our community.

All the best,

Jack

Jack P. Gibson
President
IRMI

Risk Tip

Identify Hidden USL&H Act Exposures. Do you or your clients have a workers compensation exposure under the U.S. Longshore and Harbor Workers Compensation (USL&H) Act? You might be surprised to know that recent court decisions have found that a truck driver, bulldozer operator, and security guard qualified for compensation under the Act. If employers fail to secure compensation under the Act, the penalties that can be assessed are onerous. The employer becomes subject to a civil action brought by the employee—where common law defenses may not be used—and is subject to a criminal misdemeanor charge for which executive officers must answer and could result in jail time. Executive officers are also responsible for any benefits due the injured employee. Double-check those work operations, and if you identify a potential exposure, seek coverage from an insurer approved by the U.S. Department of Labor to write the insurance.

By: Christine Fuge
Senior Research Analyst
International Risk Management Institute, Inc.

Suggest a Risk Tip. Future issues of IRMI Update will include more risk tips from our readers. Send us a practical tip (less than 300 words) for identifying and managing risks, buying insurance, managing claims, or filling gaps in insurance coverages. We'll acknowledge your contribution as we did for Christine.

New Expert Commentary

There are now 182 articles on IRMI.com, and many more are in production. Below you'll find summaries of some recent additions with links to the articles.

  • E-Commerce Insurance Issues: A Year in Review—This article summarizes the events witnessed in the e-commerce insurance arena in the past year: where we were, where we are, and where we may be headed. The trend toward excluding computer virus from commercial property policies and reliance on stand-alone e-commerce policies are among the topics discussed.
  • Circuit City, Inc. v Adams: Compelling Arbitration of Employee Claims under the Federal Arbitration Act—Some employers require that their employees sign arbitration agreements as a condition of employment. In March, the U.S. Supreme Court upheld the use of such agreements, even for employees covered by collective bargaining agreements. Learn the ramifications of this important case.
  • Wireless Networks: The Next Best Thing or a Whole New Headache?—The third generation (3G) of cellular networks is coming to America, and many companies are foaming at the mouth for the opportunity to jump to a wireless workforce. This article examines the two biggest hazards of using a wireless network segment and steps that can be taken to avoid them.
  • A Historical Perspective on Insurance: The Great Fire of London—The insurance industry can accurately trace its formation to the Great Fire of London on September 2, 1666. Learn the history behind the event—why the setting was ripe for disaster, the demolition of most of the city, and the foretelling of what emerged from the ashes.
  • Sick Building Syndrome and the Definition of "Pollution Conditions"—Are sick building syndrome claims covered under your insurance policy? Check the language. But what conclusion do you reach when the conditions, definitions, and exclusions don't jibe? This article examines the quandary.
  • The Trouble with MGAs—Managing general agents have always been used to provide special expertise to insurance/reinsurance companies. However, they are often viewed negatively. This article discusses some of the problems that arise in a managing agency relationship and suggests viable solutions.

IRMI Construction Risk Conference

You'll Learn Plenty about Wrap-ups and OCIPS in New Orleans!—Wrap-ups and OCIPS will be addressed from the perspective of both owners and contractors in New Orleans. "Protecting Contractor Interests in a Wrap-Up" on Tuesday will identify key coverage questions contractors need to ask during the early phases of the project to leave them well informed and prepared to negotiate the best coverage terms possible. In "Wrap-Up Success Stories on Wednesday" you'll hear sponsors of successful wrap-up programs tell their stories, including a description of the program design, hurdles and challenges they faced, and steps taken to address these issues.

This is just 1 of 4 all-day seminars and 19 sessions and workshops to be presented at the 21st IRMI Construction Risk Conference. Registrations will be accepted in August. In the meantime, for more information, check out the conference agenda for details about all the sessions and the presenters.

IRMI Products & Services

Sign Up for Free 2-Month Subscription to IRMI Newsletters—You can sign up for free 2-month trial subscriptions to The Risk Report, Captive Insurance Company Reports, or Financing Risk & Reinsurance in the Products and Services section of IRMI.com.

Your View—Agents and Brokers as Consultants

Jack's last editorial on agents/brokers providing consultative services brought many thoughtful responses. You can get a feel for the different perspectives from the following excerpts. To see many more responses, see "Agents and Brokers as Consultants: Conflict of Interest or Value-Added Service?"

  • Agents or brokers can provide unbiased service, if they are reputable and have a separate consulting arm. The typical agent/broker is not a loss control specialist, not a bonding expert, and not a claims expert. They need to stick where they have their expertise, whether it be personal lines, GL, etc., to give advice. I ran a risk management consulting arm (fee for service basis) of a large regional broker for a number of years, and when the "agents" (salespersons) got involved in "consulting," E&O claims resulted.

—James S. Kahn, CPCU, ARM, Lackawanna Casualty Company, Wilkes-Barre, PA

  • I agree with your statement "professional agents try very hard to provide their clients with the best possible advice...." But what about those exposures that may be retained or transferred by means other than insurance? I've found most insurance agents typically focus their attention on risks that are handled through traditional insurance products. This is where the agent's training and expertise reside.

—Charles Perry, CPCU, ARM, AIAF, Vice President-Corporate Accounting, Preferred Reinsurance Intermediaries, Inc., Columbia, SC

  • I have been providing risk management and insurance advisor services to my clients for years. We provide a complete value-added service package that includes such things as an annual review of workers compensation experience rating modification, loss control and risk transfer strategies, claims management procedures, and we review all contracts that our clients enter into, and offer advice on insurance provisions. All of our clients appreciate these services and reward us for these value-added services by referring us to new prospects. As a result of performing these services, all of our new business comes from referrals.

—Paul Coffey, E.J Wells Insurance Agency

  • There is an old Biblical saying that applies here, "You cannot serve two masters." An agent by definition represents the insurance company. While there are many agents that have their insureds' interests at heart, they must, in good conscience, represent the company. The consultant ONLY represents the client. What is more important, most clients realize this fact and are more trusting of the consultant than the agent.

—W. Hank Bahr, CPCU, ARM, CIC, President, Bahr Consultants, Inc., Knoxville, TN

  • The difficulty in the insurance industry is that some folks have more than one employer. Agents and brokers find themselves in a juxtaposition situation where their employer is both the insurance company and the insured. That can cause problems for them.

—John Hislop, Producer, SIA Group, Jacksonville, NC

  • A good agent is a risk manager. Their ultimate goal should be to protect the "assets" of the company, not sell a policy. If any salesperson is looking for short-term financial self-interest, then they will not obtain long-term clients.

—Julie Schatz, Senior Vice President, Roberts & Crow, Inc., Dallas, TX

  • We advertise ourselves as a "consulting broker" or as "your insurance advisor" in that we offer our clients risk management advice as well as insurance products and services. However, an independent consultant should be utilized if the client is distributing an RFP to various brokers with a truly objective purpose or if an alternative (i.e., self-insurance) appears to be a viable alternative that should be properly evaluated.

—Larry Johnson CPCU, President, FirstLine Insurance Services, Omaha, NE

  • I was intrigued by your question, "Can agents and brokers provide credible and unbiased consultative advice?" I have a rhetorical question—"If you DON'T trust your agent or broker, why are you doing business with them?"

—Blair Basham, Director of Risk & Insurance, USFWW, Itasca, IL

  • Any professional agent or broker always places the client's interest first, or they can expect to lose that client. We value the long-term relationship. We have suggested clients take other agents' products at times, but we keep the relationship active and when situations change, we get the clients' business back. When a buyer picks a good professional agent, they should not need to pay extra for a consultant. Professional Independent Insurance Agents are the best deal going.

—Richard Heckle, AAI, Chairman, Dean, Heckle & Hill, Inc., Matthews, NC

  • I served as a risk manager for a few years, and I always trusted our agent to answer my questions honestly and to provide us with the best solutions. He helped us reduce our workers comp and P/C premiums which lowered his commissions but his payback was our loyalty for 25 years until the company sold.

—David J. Schmerer, Training Coordinator, JEA, Jacksonville, FL

  • In spite of how close the client relationship is to the agent, there remains an element of "doubt" or "mistrust," as the agent is seen as the seller of product that generates commission. The consultant avoids being painted with that brush, and can be successful with helping the client to understand the need to buy coverages absent from their program. The savvy agent understands this, and rises above feeling threatened.

—Whit Payne, President, WP Risk, Atlanta

  • I could not agree more! If our industry is to change the perception that many business owners have about us, we must bring risk management expertise to them. Too often we are seen as simply selling a product with some good service instead of providing business solutions that extend far beyond insurance and may even eliminate some insurance ... Approaching the relationship with the mindset of serving as a consultant will go a long way toward building trust and credibility.

—Kevin Schoonhoven, Commercial Producer, InterWest Insurance Services Inc., Merced, CA

  • Unfortunately, we live in the real world of hidden agendas, tactics aimed at achieving business goals, and organizational goals being met through achievement of objectives. The unbiased consultant is a rare commodity. The consultant sells services (notice the plural). They thrive on building continuing relationships. Some of their advice is self-serving. The unbiased agent or broker is a rare commodity. They thrive on building continuing relationships and selling products. Some of their advice is self-serving.

—Dan Sielicki, Risk Manager, generalRoofing, Fort Lauderdale, FL

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