Ho, Ho, Ho, and Say Good-Bye to 2006

December 2006

This year has been somewhat interesting from the standpoint of little if any catastrophic losses and the continued surge of offshore capitalization of new and existing insurers. Yet, for the most part, the industry has had a lackluster year.

by Peter M. Polstein

Sure, the profits of the property/casualty industry appear heading toward a record year, perhaps in excess of some $50 billion or more. And the combined ratios appear to be perhaps the lowest in many decades. But, frankly, the majority of this good fortune is primarily due to the lack of any catastrophic losses throughout the United States. It can't be argued that the profitability is due to deliberate and careful underwriting criteria, as the 2006 market for the most part continued its plunge into market share underwriting.

Buoyed by what appears to be a significant profit year, mindful that it is the first in many years, the capital marketplace has found innovative and at times somewhat curious methodologies to liberate what had been tried and true underwriting principles through a fairly wide expanse of securitization and hedge deals. Most of these had their foundations in the CAT marketplace and other financial transactional business.

Standard and Poor's Nine-Step Program

As I wrote in my last article, "Is There a Reinsurance Paradigm?", much of what is occurring offshore and within the United States deals with primarily unregulated insurers. There have been a number of financial institutional people who are quietly challenging the question of reserve adequacy. What really brought me up short was last month's proposal by Standard and Poor's (S&P) to update their capital model, where the question of capital adequacy has been an integral part of their nine-part framework. While the other eight are obviously important—having to do primarily with management, competitiveness, investments, strategy, and the like—capital adequacy must remain the most critical and perhaps the most important element.

While S&P notes that its new model, which would be applied to each insurer on a subjective basis, will take into consideration natural catastrophic risks, the primary focus appears to be the estimated total amount of capital required to cover all potential risks. S&P's spokesperson noted that while the capital model is periodically updated, as it has been since 1991, this initiative appears to stem from the growing complexities and potentially volatile nature of the industry over the past few years.

Long gone is the old ratio of net written premium versus surplus with the rest of the convention statement. S&P is taking to heart the basis by which insurers should be tested.

What Can Result?

Let's look at the worst-case scenario, what would it mean, and how does the individual company and industry cope. It's about time. A few of the potentially more important questions, which may well result from this update, might be:

  • A hard look at insurers who have underwritten an excessive amount of unaggregated or aggregated limits as well as the territories that have been impacted.
  • How much reinsurance has been ceded, and more importantly to whom, where this model will be applied?
  • Then there is the question of credits for reinsurance.
  • Lastly, what is the impact on those whom the capital marketplace views are truly investment grade, where the potential for a catastrophic capital loss is less than 1 percent?

Let me remind you of the Mission, Home, Kemper, Reliance, Continental, Transit, and Transport situations, just to name a few!

Let's assume for a moment that S&P's model finds inadequacies in moderate to significant proportions in a number of insurers, including reinsurers and their retrocessions, both domestic and offshore. Would that not have a marked effect on the overall underwriting ability of the marketplace? It could well have a profound effect, which in turn would influence the brokerage agency industry. Okay, let's not go off the deep end per se. S&P is but one organization; there are Fitch, Moody's, and others. But have they found the opening shot toward a substantially different set of guidelines, which may be long overdue?

Our industry, despite the size, can be, and has shown to be at times, fragile. As 2007 approaches, it may well be a year of interesting and potentially substantive changes, one way or the other.

On an Unrelated Topic

As an aside on a totally different subject, but one which may have under the right circumstances a profound effect on clients, was the State of Pennsylvania Supreme Court decision in late October which dramatically changed the definition of an accident/occurrence and ruled that faulty workmanship was excluded from the commercial liability policy's terms and conditions. I recognize fully that it resulted from faulty workmanship on a construction related project. Nevertheless, it was a significant benchmark decision. The obvious question is whether it morphs outside of the State of Pennsylvania, and if so, will it have an effect on any claim, long tail or otherwise? Irrespective of current territorial limits in this case, perhaps it is time to think of potential appropriate language which may be negotiated with insurers to exclude, or amend, the definition to suit the individual client needs.

As 2006 comes to a close, I can only wish all a healthy and happy 2007.


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