New York Courts Rule on Homeowners Policy Provisions

November 2005

In this month's Case of the Month column, Kevin Merriman describes two New York cases dealing with the uninsured premises exclusion and the noncumulation clause in homeowners policies.

by Kevin Merriman
Goldberg Segalla LLP

In Maroney v. New York Central Mutual Fire Insurance Company (N.Y. Oct. 27, 2005), the New York Court of Appeals held that an "uninsured premises" exclusion of a homeowners policy applies broadly to use of the premises, and is not limited to the physical condition of the premises. The claim arose as a result of injuries sustained when the 6-year-old plaintiff was kicked by a horse. The insureds were the owners of a business that boarded horses for a fee. The stable had been built on property owned by the insureds, located across the road from their residence.

Before the business was established, the property had been insured as part of a homeowners policy issued for their residence; however, once the insureds began boarding horses for a fee, the policy was amended to remove coverage for the property where the stable was located. The insureds' daughter had agreed to care for the plaintiff, and, on the day of the accident, the insured had taken the child across the road to the stable where she proceeded to feed and turn out two horses. As the insured was leading one of the horses to pasture, the horse kicked the plaintiff in the forehead, causing serious injury.

The insurer disclaimed coverage under the homeowners policy based on the policy's "business pursuits," "uninsured premises," and "home day care services" exclusions. The "uninsured premises" exclusion provided that coverage for personal liability did not apply "to bodily injury or property damage … arising out of a premises … owned by an insured … that is not an insured location." The claimant argued that the uninsured premises exclusion applied only to injuries that were causally connected to the physical condition of the premises, which would not have applied in this case because the claim was based upon the insured's tortious conduct, not upon any physical condition of the land. The insurer argued the converse—that the term "arising out of" was broader and pertained to both the physical condition of the premises and conduct related to the use of the premises.

In this case of first impression, the court interpreted the exclusion broadly, concluding it applied to both the physical condition of the premises and to conduct related to its use. The court reasoned that "the words ‘arising out of' have ‘broader significance … and are ordinarily understood to mean originating from, incident to, or having connection with." Thus, in the context of this exclusion, the phrase "arising out of" required only that there be some causal relationship between the injury and the risk for which coverage is provided. This interpretation, the court found, "allows an insurer to reasonably define the universe of possibilities to which it can apply its risk analysis … and determine a premium." The court continued:

  • An insurer does not wish to be liable for losses arising from risks associated with a premises for which the insurer has not evaluated the risk and received a premium—or, as in this case, for a premises that contained risks the insurer when underwriting the homeowners insurance policy declined to accept. Thus, when injury-causing conduct is causally related to the purposes for which the premises are used, then the injury is deemed to "arise" from the premises. If the injurious conduct is so causally related to the use of the premises, and deemed to 'arise' from the premises, then it is likely that the conduct would be insured by a policy that contemplated the risk.

The court concluded that in this case it was clear that the plaintiff's injury was not a bargained-for risk. This injury was causally related to the purpose for which the uninsured premises was being used—the care and boarding of horses in the barn and stable. The homeowners policy was intended to exclude coverage for damage "arising out of" the premises, and the court declined to create coverage where none was intended by the insured or insurer. Since the court concluded that the uninsured premises exclusion applied, it did not address the other exclusions.

In a dissenting opinion, Rosenblatt, J., concluded that the phrase "arising out of a premises" did not refer to the conduct of the insured—it applied more narrowly to injuries causally connected to a dangerous condition of the premises. Alternatively, the phrase was at least ambiguous, which required that it be construed against the carrier.

Noncumulation Clause Limits Insurance to Single Limit Despite Trigger of Successive Policies

In Hiraldo v. Allstate Insurance Company (N.Y. Oct. 25, 2005), the insurer issued a $300,000 liability policy for a term of 1 year. Upon its expiration, the policy was renewed twice for two successive policy years. Plaintiff was allegedly exposed to lead paint continuously during the terms of all three policies. The question in this case was whether the available insurance was $300,000 (the limits of a single policy) or $900,000 (the aggregate limits of all three policies). The court of appeals held that the language of the policies made clear that the exposure was caused by a single loss, and that even though several policies were implicated, the insurer's liability was limited to $300,000.

Each of the three policies provided $300,000 in liability coverage, and the policies were identical in all other respects. Each policy provided: "This policy applies only to losses which occur during the policy period, as shown on the declarations page." The policies also included a "non-cumulation clause," which provided:

  • Regardless of the number of insured persons, injured persons, claims, claimants or policies involved, our total liability under Business Liability Protection coverage for damages resulting from one loss will not exceed the limit of liability for Coverage X shown on the declarations page. All bodily injury, personal injury, and property damage resulting from one accident or from continuous or repeated exposure to the same general conditions is considered the result of one loss.

The court concluded that claimant's injuries allegedly resulted from "continuous … exposure to the same general conditions" and thus from "one loss" within the meaning of each policy. Plaintiffs argued that, since the loss occurred during each of three successive policy periods, and each policy applied "to losses which occur during the policy period," the insurer was liable up to its policy limit under each policy. The court disagreed because the non-cumulation clause specifically provided that "[r]egardless of the number of … policies involved, [the insurer's] total liability … for damages resulting from one loss will not exceed the limit of liability … shown on the declarations page."

Interestingly, the court noted that, "this case would be a difficult one in the absence of a non-cumulation clause." The court observed that, "[i]ntuitively it does not seem right that an insurer that never issued more than $300,000 in coverage could be liable for $900,000 for a single loss. Thus, an Appellate Division case involving claims for exposure to asbestos holds that ‘the limit of liability, where an insurer has issued renewal policies, shall be the policy limits for one policy' (citing Matter of Liquidation of Midland Ins. Co., 269 A.D.2d 50, 60 (1st Dept. 2000)). Yet this result is also counterintuitive: If each of the successive policies had been written by a different insurance company, presumably each insurer would be liable up to the limits of its policy. Why should plaintiffs recover less money because the same insurer wrote them all? Some courts have held that successive policy limits may be cumulatively applied to a single loss, where the policies do not clearly provide otherwise (citing National Union Fire Ins. Co. v. Farmington Cas. Co., 1 Misc. 3d 671 (Sup. Ct., N.Y. County 2003); Riley v. United Services Automobile Ass'n, 161 Md. App. 573, 871 A.2d 599 (Ct. Spec. Apps. 2005))." Though it declined to say so, the court may have been prepared to aggregate policy limits in the absence of a "non-cumulation clause."


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