How Failure To Delegate Obstructs Business Growth

February 2003

Small insurance-related businesses can be prone to the “failure to delegate” syndrome, leaving little time for strategic issues and long-term planning. Effective delegation allows everyone to win and, with the help of an easy-to-learn delegation model, can provide management with more time to focus on assessing company accomplishments and shortfalls and allow it to take advantage of business opportunities that otherwise may go unnoticed.

by Wendy Capland
Vision Quest Consulting

The tendency to do everything yourself rather than delegate responsibility is a common trap for many executives, but it presents unique challenges for insurance agencies, brokerages, and small business offices with fewer than 100 employees. Many insurance executives find themselves so caught up in the day-to-day details of running a business that they have little or no time to devote to strategic issues such as analyzing and setting goals for their book of business, determining loss exposure, and identifying risk by insurer.

The spiral continues as these hands-on managers become frustrated by the lack of time for long-term business planning and by the difficulty of shifting from the fast, reactive-pace of fire fighting to more thoughtful, big picture activities.

This article will discuss why small businesses such as insurance companies, agencies, and brokerages are prone to the “failure to delegate” syndrome and how it can be minimized using quick and easy-to-learn delegation techniques. It will also provide a template to help assess last year’s accomplishments and shortfalls and set work goals for the future.

The Small Company Dilemma

“It will take less time if I do it myself, and I’ll know it will be done right.” This common refrain runs through the minds of many small company executives every day and the reasons are frighteningly similar. First, there’s the need to control everything so you can be the master of your business’s destiny. Second is the issue of being understaffed which leaves everyone overworked—regardless of how effective the systems are that are keeping everyone busy. After all, who’s got time to think!

The third symptom is insufficiently trained or inexperienced support employees. Rather than enrolling employee X in a class on Excel, for example, you just keep creating all the charts yourself! The last reason is often difficult to admit, but some managers just find it easier to answer e-mail and phone messages than to think or take time to plan.

There are several negative implications of this delegation-deficient management style. Days and eventually months go by filled with the never-ending demands of running a small business. The executive hasn’t had any concentrated chunks of time to think about whether the agency is meeting its present goals, let alone how to plan for future growth.

Management’s total immersion in the day-to-day activities also has implications for the staff. It prevents managers from having time to mentor or develop employees which not only leaves the staff frustrated and feeling undervalued, but also makes it next to impossible to get out of the trap.

Effective Delegation Allows Everyone To Win

Here are two examples illustrating how effective delegation can benefit managers and staff members.

Example 1. The manager of a small insurance office felt overwhelmed by his workload and was having difficulty getting anything done, yet always complained to his administrative assistant about how busy he was. She found this very frustrating because she had expressed her willingness to take on more responsibility on many occasions.

When I first visited the manager to assess the situation, his office looked like a cyclone had hit it. His desk and tables were overflowing with piles of paper, his PC was loaded with e-mail, and his phone rang continuously throughout our conversation.

I began my evaluation by looking at the administrative assistant’s role. I suggested that if she screened all of his communications—from phone to voice mail to e-mail to written correspondence—and problem-solved and filed many of them, it would free up time for him to handle more strategic issues such as setting underwriting goals and developing an action plan to achieve them.

We agreed that for 1 week the manager would come in to the office an hour later so that the assistant could have time to put a few systems in place. She began screening both his e-mail and regular mail, indicating those that required his immediate action or direction and, importantly, taking care of dozens of requests herself. In some cases, the manager was able to provide additional direction for the assistant to move the process forward—still saving time and developing her skills simultaneously.

I also suggested that he delegate the role of setting the agenda for the weekly staff meeting and gathering input ahead of time from participants. He also made her responsible for maintaining his calendar and scheduling meetings.

The administrative assistant now feels more challenged and valued, and the executive is tackling more strategic issues affecting the company’s growth.

Example 2. During my assessment of the workload of a small brokerage, I learned that the manager was spending approximately 2 hours each week gathering and collating information from his four direct reports in order to produce a report analyzing his book of business for his boss each Friday. Because the data was rarely turned in when it was due, the manager had to waste time tracking down his staff to get the data. This happened week after week. The manager was frustrated and his boss was dissatisfied when the report was late. Sound familiar?

I suggested that perhaps one of the four staff members contributing to the report could be given responsibility for compiling it. Reluctantly, the manager gave it a try and found it worked! This freed up the manager to handle more strategic issues and made the employee feel more invested in the business.

Delegation Model

Effective delegation is like starting a new exercise program. You know it’s the right thing to do and you’ll love the results, but it’s tough to make a commitment and get started. Just as a personal trainer can get you on the road to fitness, leadership expertise can help with this situation. Make a promise to try the following exercise (your muscles won’t be sore!).


Delegation Model
  1. Assess your current workload by reviewing and/or writing a job description and creating a time budget for your typical week (i.e., x % spent on meetings, e-mail, sales, billing, etc.)
  2. Decide which tasks on your time budget consume too much time and don’t effectively support your job description. These are the tasks that should be delegated!
  3. Decide what tasks need to be done and determine which employee would benefit most from the learning experience. Although most employees don’t have extra time to do more work, many would welcome an assignment that stretches them.
  4. Clearly describe the assignment and where it fits in the “big picture” to the employee who will take responsibility for it. Giving the employee an understanding of why the task is so important and how it contributes to the company’s goals will increase the employee’s commitment and accountability.
  5. Jointly define the time, money, staff, training, and resources needed to accomplish the task. Doing this step together will clarify what is needed and show that you are working in partnership with your employee to help him or her succeed.
  6. Work together to outline initial ideas about how to proceed.
  7. Give the employee the appropriate level of authority to carry out the assignment.
  8. Both parties should come to an agreement about how success will be measured and how often. If the job is completed successfully, what would the result look like? Determining what constitutes success and how you will measure it before you start any job allows everyone to understand the expectations.
  9. Provide feedback and support during the process and at its completion. Staying on top of the work, while not actually doing it is critical. Feedback allows course corrections. It’s disheartening to get to the end of a failed project and know that better communication with your employee could have influenced its success.

Getting the Most Out of Your New Found Free Time

Once you begin delegating responsibility, you may find it difficult to know how to tackle the planning process. Analysis of the business and determining growth goals is necessary before you can establish trade ratios, premium, and retention goals. There will probably be a period of adjustment when you need to retrain yourself to help you think more strategically.

Some executives find it helpful to set aside a week or a day a month for strategic thinking. If interruptions occur too frequently in the office, you might go to the library or a quiet restaurant or work from home. You could also schedule a monthly meeting with an outside advisor, coach, or a corporate peer to bounce ideas around and think outside the box. The key to success is having a consistent commitment and finding time to think that’s free of distractions.

An effective way to begin the planning process is to look back over the past year and assess your accomplishments and shortfalls using the following exercise. The categories you might want to assess include business development, plan enhancement, customer communication, customer retention, and sales.


Assessment and Planning
  • Accomplishments: list your accomplishments in the past year—the things you are most proud of in each category.
  • Shortfalls: take a look at your shortfalls—things that were disappointing or frustrating—using the same categories.
  • Opportunities: Review the information in the first two topics and look for areas where you'd like to set new goals for this year.
  • Create a 2003 plan with specific goals and strategies.

This exercise will give you closure on last year and set the stage to accomplish great things in the year ahead.


A chance for you to have your questions answered....

If you have a question about leadership issues in the insurance industry, send it to me at wcapland@visionquestconsulting and I'll try to answer it in my upcoming IRMI.com "Leadership Issues" column.


Opinions expressed in Expert Commentary articles are those of the author and are not necessarily held by the author’s employer or IRMI. This article does not purport to provide legal, accounting, or other professional advice or opinion. If such advice is needed, consult with your attorney, accountant, or other qualified adviser.