The Marketplace Heats Up!

August 2001

Our summer IRMI Update poll on the marketplace and the need for complete underwriting submissions drew a deluge of responses. See the voting results and learn how others are coping.

by Jack P. Gibson
IRMI

July and August are always hot in Dallas. This year, it's hot everywhere if you buy or sell commercial lines property and casualty insurance! My July 24 IRMI Update editorial on the marketplace and the need for complete underwriting submissions drew a deluge of responses, many of which are reproduced below. The underwriters' perspective seems to be that they are doing what they need to do for the benefit of their companies—and, ultimately, their insureds. Agents and brokers are very frustrated and, in some cases, downright angry. As I said, it's getting hot out there.

Some of your peers agreed with my statement that the market is not hard yet, but others think my head's stuck in the sand. Regardless of whether the market really is "hard," it is certainly more challenging than it has been in many years. We posted the market poll on the IRMI.com home page for nearly a month, and 412 people voted. Since June 30, those who responded have seen the following in their commercial lines renewals


IRMI.com Home Page
Market Poll Results
Decrease: 17%
0-10% Increase: 13%
11-20% Increase: 27%
21-50% Increase: 22%
51-100% Increase: 11%
101%+ Increase: 10%

As you can see, 21 percent of the participants have seen increases in excess of 50 percent. I certainly won't try to tell them the insurance market isn't hard! However, this leaves much more room for deterioration before we reach the panic level of the mid 1980s. I just hope—as one of our readers said so eloquently—that the industry doesn't shoot itself in the foot. Alternative market options aren't the alien concepts today that they were 15 years ago.

Several key conclusions for surviving your next renewal become quickly evident from the reader responses you are about to read:

  • Start your renewal process early—at least 60 days before your renewal.
  • Even if you plan on placing the business with a standard market, consider involving an E&S broker early as a contingency plan.
  • Provide complete underwriting data—fill out the application in its entirety and include at least 3 years of currently valued loss data.
  • Provide a very good narrative description of the insured's operations, safety program, and any unique exposures or large losses that may otherwise concern an underwriter.

Keep these points in mind as you read the reader comments below. In some cases, these are excerpts from much longer messages. Unfortunately, space limitations required some trimming and minor editing to improve readability. We did our best not to present any comments out of context (if any respondent objects to these edits, let us know at My Views and we'll gladly change or delete your quote). We've grouped the responses under three subheadings:

The Underwriter's Perspective

The number of new business submissions has tripled in 2001. Our underwriters have needed to increase our prescreening criteria substantially. The poorly prepared submission that lacks sufficient info often gets zero consideration. Those that arrive with a short time fuse are automatically declined. Accounts that bring in a second broker after receiving the expiring carrier's renewal terms are easily identified and seldom receive favorable consideration.

What will receive favorable consideration are accounts that are submitted by the controlling agent/broker, with substantial lead time, supported by a detailed narrative account history, list of past jobs, financial data, currently valued loss runs and an indication of payment terms flexibility.

—Bill Robert, Regional Underwriting Manager

St. Paul Construction, Mid-Atlantic Region, Baltimore, MD

Use narrative descriptions of the applicant's operations including the parameters they operate in. A complete submission should always include a fully completed application: answer all of the questions, fill in all of the blanks. Provide loss runs for a minimum of 3 years for all lines to be considered. Insured's Web address, if they have one, should also be provided.

—Dave Calhoun, Branch Underwriting Manager

Harleysville Lake States Insurance Company, Peoria, IL

As an underwriter for a property & casualty insurance company, one thing I find helpful is a narrative letter sent with the submission explaining more about a risk than what you can find in the application. This is most true an unusual exposure. I also look for Web sites. Knowing if there is one and the address is very helpful.

—Donna R Shepard, Commercial Underwriter

United Fire & Casualty Company, Lincoln, NE

As an underwriter, not only do I need to be more selective regarding risk selection and pricing but my relationship with the agent is crucial. We gravitate toward key agents that respect our time by providing complete submissions (apps for all lines, 4 or 5 mature years of loss runs, driver schedules, narrative on operations, etc.) and can tell us what our genuine opportunities are on the account. In other words, if the agent is not going to the trouble of trying to sell me the account, I will not quote it for them. We will decline the price-shoppers in favor of those accounts that are relationship and service sensitive and will always work those risks first.

—Robert W. Gilhool, CPCU, CIC, Senior Marketing Underwriter

Amerisure Companies

As an underwriter, there are two items that save me a tremendous amount of time: first, a narrative of operations. Something that tells you what the organization does, where they operate, background, special operations, etc., and the second is a premium and loss summary by line by year with comments on large losses. Anything that saves time researching an account is usually beneficial. An underwriter can't underwrite without information.

—Donna Rademacher, CPCU, Vice President

Underwriters Group, Inc., Ridgeland, MS

I'd concur with your observation. The phrase I like best is "No COPE, no hope." The other issue is lead-time. Obviously the more, the better, especially if a loss control visit is needed. I'm sure we've declined accounts because the lead-time just wasn't there.

—Bob Medeiros, Property Practice Leader, Corporate Underwriting

Royal & SunAlliance, Charlotte, NC

The Underwriting Process

For those who don't know, underwriters do actually work this way—they sort the applications first and then work down the stack from the simplest (i.e., it will be quick and easy to process) to the most complex (i.e., app.s requiring additional information or documentation, research on the history of the risk, statistical info., looking up or discussing the interpretation of particular manual rules, etc.). If an app. even looks incomplete, it is not going to get any attention until it absolutely has to, which may take the underwriter quite a while. As an agent later on in my career, I was constantly astounded by the lack of understanding of other agents without underwriting backgrounds. I did my best to educate my peers, but I always had an advantage and excellent relations with my underwriters.

—Adam Stohlman, Risk Manager

B&B Manufacturing, Inc.

I would like to point out that even providing all of the above does not guarantee that you will receive your quote in a timely fashion. They are all swamped with submissions and sometimes it requires a couple of phone calls before they will pull yours out of the stack. Most carriers have a central clearing system that is handled by the underwriter's assistant. They clear the account and request data before the underwriter has even looked at the account. Then it is put on their desk and sometimes will stay untouched until the broker calls. I have been told by some underwriters that unless I call them and tell them I need a quote on a particular account, they won't even bother picking it up.

—Jackie Tilley

Security Insurance

During the soft market, brokers started to get very "sloppy" in preparing submissions because, as the insurers, we were happy about every submission we could put our hands on. We highly recommend that they put more effort in preparing submissions, especially for receiving umbrella quotes. The 7/1 renewals showed that a lot of very interesting information surfaces, sometimes even information that could have been to the benefit of the insured a long time ago. In the defense of the big brokers' employees, I should state however that mergers and acquisitions led to tremendous downsizing in workforce and a high turnover in people, so that most of those employees who stayed could not cope with the workload. A lot of them sometimes just called us and gave us new sales information over the phone.

—Ute Prevost

Insurance Corporation of Hannover, Chicago

With the cutbacks in training in the last 15 years and "computer underwriting," the actual underwriting art has practically become extinct. If our industry is to get back to making an "underwriting profit" and restoring "underwriting integrity," we must get back to the basics of proper underwriting and dumping the "cash flow/market share underwriting mentality."

—James S. Kahn, CPCU, ARM, Risk Manager

Lackawanna Casualty Company, Wilkes-Barre, PA

"Thus, those who take the time to prepare well-organized submissions that provide all the data the underwriter will need (preferably in a format s/he can easily use) will beat the competition." No. This is not true. "Underwriters," as a rule anymore, do not underwrite. They look to see if the submission fits into the box. They are becoming very good at square pegs in square holes. Heaven forbid a round peg!

It was easier during the hard market of 1985-87 than now.

—Jack J. Maniscalco

Jack J. Maniscalco & Son, Ltd., Washingtonville, NY

Underwriters today are less skilled in "underwriting" than their brethren in the mid-1980s. This creates other challenges. For those insureds that are not well prepared to properly explain their risk profile. Well, this is not going to be pleasant!

For those that have well-organized proposals, it is a major plus. However, it is not a guarantee you'll be considered. This is where the lack of skilled underwriters can potentially hurt the insureds. A good underwriter is capable of understanding most risk profiles. This is done by asking the right questions and using experience to guide them along in industries and business that they are not familiar with.

I can't help but feel that the less experienced underwriters are not likely to consider your risk if they don't know the business you are in. I'm guessing that it is because of comfort levels. However, this is where a good, knowledgeable broker will show some value. Depending on relationship or influence, they can help get the submission in more friendly hands.

—Sonny Chan, Director of Risk Management

Blyth, Inc., Greenwich, CT

We find it effective to now work 60 to 90 days in advance where, in the past, we could place the account "at the last minute" if the standard market would not handle the risk. I recommend that producers involve their E&S broker early on in the marketing process even if they intend to place an account with a standard market carrier. If the standard market underwriter fails to come through, then the E&S broker will be in a position to respond immediately to the producer and his client's coverage needs.

—Tim O'Neill, Branch Manager

Trinity E&S Insurance, Santa Maria, CA

It is most important to get the full underwriting info to the underwriter on the first pass. I have a system of templates for schedules, loss data, etc., that is part of a set of specifications I use with my consulting clients. We use the templates as a guide to assure that we don't miss any critical data.

—John F. Dudziak, President

John F. Dudziak Insurance Consulting, Inc., Manchester, NH

A very helpful item is a narrative about the account that is in detail and can help the underwriter get a better overall picture. With today's electronics once done and stored are now easy to update on an annual basis. Sending financial statements also gives the "experienced underwriter" better insight.

—Kent Sprague, UNICO Group, Inc.

Without a doubt underwriters are underwriting once again. In addition to adequate information, I am receiving more requests for Company Specific applications, shying away from accepting a generic or a competitor's application. In addition to detailed underwriting and LOSS information, the next higher hurdle is time. The absolute minimum is 45 days for commercial, 90 being the most often needed number of days. Well tied-down submissions submitted well in advance of the X-date are very important if you want to attract the better markets.

—Richard L. Beeckman

R. L. Beeckman & Co., Saginaw, MI

The Market

I agree that we are not in a hard market. Are we ever going to get into one? I hope not.

Underwriters are definitely looking to get complete information, and in this world of the information highway, more information is available. For instance, in the past we would send a product brochure to underwriters if they asked; today we can send Web site addresses.

What I find very disappointing is the inability to communicate electronically with the carriers. It would be nice to send submissions directly from our agency management system and receive quotes or inquiries from the carriers. Though e-mail is nice, we should be able to share underwriting information much more efficiently. I lay most of the blame on the carriers in as much they have not gotten off the mark in defining the universal protocols that agents, insurers, and clients can use.

—Damian Testa, President

Kaye Insurance Associates, New York

Yes, we are in a hard market—pricing increases, reduction in coverage, more stringent underwriting—if we're "not in a hard market yet," I'd hate to see what's in store! We're finding the hardest hit classes presently are trucking, construction, logging /lumbering, heavy property accounts.

—Jackie K. Anderberg, Assistant Vice President

KPD Insurance, Inc., Medford, Oregon

Our company operates in both the United States and Canada, with our head office and major operations in Canada. We just went through our May 1st renewal in Canada, which ended up having to be extended for 30 days because of additional information required for the United States and their slow response due, I'm sure, to having so much data to review. We are looking at our October renewal for the U.S. property coverages to be no easier.

—Rose-Lynne McDougall, Risk Manager

Minto Developments, Inc., Minto Builders, Inc.

Not only are the rates going up with no real rhyme or reason since they were based on "what can we get the business for" logic in the first place, but the unending trivial questions are being raised by "underwriters" who are still wet behind the ears. Where are the upped premiums to come from for a 501c3 whose revenues are way off due to, at least a perceived, down economy? It would be helpful if a few more CPCUs were at the top of the heap!

—Philip Weymouth, Jr., CPCU

Yes, I feel we are definitely in a hard market. The underwriters are back to asking for tons of info. We find that if we start getting the account prepared for marketing at least 3 months ahead of time, which requires retraining our clients' timeframe, this helps. We are getting complete copies of safety programs, financials, etc., to submit to the underwriters with the applications. Many of these tools were not necessary in the soft market until after an account was bound. Several companies are even going back to running loss control prior to quoting an account.

—Donna Hunt

Hibernia Rosenthal Agency, Baton Rouge, LA

I just voted on the premium percentage increase we have seen recently. Who has seen a decrease? Were they kidding? In Ohio, a decrease is out of the question; we're happy with 15 percent increase in most classes of business; others are up to 75 percent, particularly for heavy auto.

—Brian Hoagland

I am most frustrated with the current changing property and casualty market. I have no problem with carriers looking for rate/premium increases- if the client/insured deserves to incur a 10-20 percent or more rate/premium increase. When my clients, with no losses or claims for the past 6 years or more have to take more than a nominal 5 percent rate/premium increase, I become angered and think that antitrust actions should be taken against the leaders of the rate increase pack. Let those insureds who have had claims and losses be the ones to pay back the industry. It is those insureds who have had losses and claims who have gone from carrier to carrier during the past 10 years or so. With each move to a new carrier those unprofitable insureds were able to continue to reduce their insurance costs.

Those insureds who have been profitable and remained loyal to their carrier received a couple points reduction on renewal, if their broker was diligent. Are the corporate/commercial accounts being hard hit with undeserved and nonsensical rate and premium increases? Where are the advocates for those profitable insureds who do not deserve the treatment they're getting? Do you think agents and brokers will raise their voice and complain to the authorities? Absolutely not. They are laughing all the way to the bank with bloated commission income.

The leaders of the carrier pack are making more money today than ever with their rate and premium increases. And yet, we read profits are down and net income is down—nonsense I say. Until such time as the equity markets/stocks/bonds collapses totally, these current rate and premium increases are completely unfounded, unjustified, and against public interest. Increase rates and premiums for those accounts that deserve the increases. There ought to be a law...

—David J. Skolsky, CPCU , Principal/Consultant

Insurance Analysts & Consultants, New City, NY

I was a commercial lines underwriter for large six figure casualty accounts back in the 1970s. This cycle is not new to anyone who was around. I just hope, as I did then, we can stop shooting ourselves in the foot. Price shifts are one thing to sell, but underwriting philosophy changes are not.

When a carrier has underwritten the exposure for 8 to 10 years, and there are multiple lines involved; overall account loss ratio and profitability should and must still be viewed in the underwriting process and not some guide or the new buzz word, "it does not fit our risk appetite." It did yesterday, and guess what? They (the carriers) will be asking for the same business within the next year or two, but it will be too late as a bulk of these "key accounts" are going by way of associations or other group-type programs. (Wow, what a novel idea, huh!!!)

So, yes, we do see the benefits of the carriers doing what they should have been doing right along, but too many of these so-called underwriters, many of whom have not been around the industry long enough to even begin to understand the cycle theory of the business, are calling the shots. They have little or no clue why they are asking for the types of information that management is telling them they need to evaluate the risk. Many of these individuals were not there when these accounts were placed on the books and do not know how hard the agency/broker community worked to maintain the accounts with their companies during the "easy pricing times."

—Stephen Puntasecca, CPCU, President

Charles F. Heidt Inc.